Publisher	Irwin Law Inc.
Publication Year	2023

ISBN: 9781552216873

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Securities Law 3/e

Third Edition

Securities Law surveys the essential building blocks of securities regulation: basic definitions, the public and exempt markets for securities, insider trading, continuous disclosure, enforcement, regulation of dealers and other securities industry professionals, and take-over and issuer bids. Discussion of these subjects is interwoven with thoughtful consideration of larger public policy issues.

Chapter	Pages	Year	Price
Preface View	8	2023	$0.80
Canadian Capital Markets and Instruments The Purpose of Capital Markets – Primary and Secondary Securities Markets – Types of Financial Claims or "Securities" – Conclusion. View	26	2023	$2.60
The Origins of Securities Regulation Great Britain and the South Sea Bubble – Nineteenth-Century British Developments – The Blue Sky Acts – The US Securities Act of 1933 and Securities Exchange Act of 1934 – … View	20	2023	$2.00
Fundamental Securities Law Concepts What is "Security"? – What is a "Trade"? – What Is a "Distribution"? View	62	2023	$6.20
Canadian Securities Regulators and Regulatory Instruments The Constitutional Issue – The Securities Commission – Securities Exchanges, Alternative Trade Systems, and Self-Regulatory Organizations – Sources of Securities Law and Policy. View	42	2023	$4.20
Securities Dealers, Advisers and Other Registrants, and Self-Regulatory Organizations. Securities Firms: Overview – Registrants – Self-Regulatory Organizations – Compensation Fund. View	31	2023	$3.10
The Prospectus Process Primary and Secondary Offerings – The Underwriters Role – Basic Stages of a Public Offering – What Can Be Done Before the Preliminary Prospectus Is Filed? – The … View	60	2023	$6.00
The Exempt Market (Private Placements and Other Exempt Distributions) Detailed Review of Selected Prospectus Exemption – Other Exemptions – An Overarching Principle: The Relative Costs and Benefits of Issuing a Prospectus – Discretionary … View	63	2023	$6.30
Insider Trading Corporate and Criminal Law Prohibitions on Insider Trading – Why Regulate Securities Trading by Insiders? – Lawful Trading by Insiders: Insider-Trading Reports – Prohibited … View	57	2023	$5.70
Continuous Disclosure Reporting Issuer – National Instrument 51-102 – Periodic Disclosure Requirements – Timely Disclosure Requirements – Civil Liability for Continuous Disclosure … View	70	2023	$7.00
Take-Over and Issuer Bids Take-Over Bids – Issuer Bids – Business Combinations (or Going-Private Transactions). View	77	2023	$7.70
Securities Law Enforcement Forms of Enforcement Action – Statutory Reciprocal Orders and Secondary Proceedings – Incidence of Enforcement – Recent Enforcement Initiatives: Whistleblower Program, No … View	53	2023	$5.30
Conclusion Nimble Regulation for Innovative Markets View	19	2023	$1.90

Securities Law 3/e

Third Edition

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