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Showing all 15 results

Title & Subtitle Abstract Contributors Pages Year Purchase
From
Canadian Capital Markets and Instruments

Canadian Capital Markets and Instruments

From: Securities Law 3/e

The Purpose of Capital Markets – Primary and Secondary Securities Markets – Types of Financial Claims or "Securities" – Conclusion. 26 $2.60 Add
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Canadian Securities Regulators and Regulatory Instruments

Canadian Securities Regulators and Regulatory Instruments

From: Securities Law 3/e

The Constitutional Issue – The Securities Commission – Securities Exchanges, Alternative Trade Systems, and Self-Regulatory Organizations – Sources of Securities Law and Policy. 42 $4.20 Add
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Conclusion

Conclusion

From: Securities Law 3/e

Nimble Regulation for Innovative Markets 19 $1.90 Add
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Continuous Disclosure

Continuous Disclosure

From: Securities Law 3/e

Reporting Issuer – National Instrument 51-102 – Periodic Disclosure Requirements – Timely Disclosure Requirements – Civil Liability for Continuous Disclosure … 70 $7.00 Add
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Fundamental Securities Law Concepts

Fundamental Securities Law Concepts

From: Securities Law 3/e

What is "Security"? – What is a "Trade"? – What Is a "Distribution"? 62 $6.20 Add
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Insider Trading

Insider Trading

From: Securities Law 3/e

Corporate and Criminal Law Prohibitions on Insider Trading – Why Regulate Securities Trading by Insiders? – Lawful Trading by Insiders: Insider-Trading Reports – Prohibited … 57 $5.70 Add
From
Preface

Preface

From: Securities Law 3/e

8 $0.80 Add
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Securities Dealers, Advisers and Other Registrants, and Self-Regulatory Organizations.

Securities Dealers, Advisers and Other Registrants, and Self-Regulatory Organizations.

From: Securities Law 3/e

Securities Firms: Overview – Registrants – Self-Regulatory Organizations – Compensation Fund. 31 $3.10 Add
Securities Law 3/e

Securities Law 3/e

Third Edition

Securities Law surveys the essential building blocks of securities regulation: basic definitions, the public and exempt markets for securities, insider trading, continuous disclosure, … 641 View
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Securities Law Enforcement

Securities Law Enforcement

From: Securities Law 3/e

Forms of Enforcement Action – Statutory Reciprocal Orders and Secondary Proceedings – Incidence of Enforcement – Recent Enforcement Initiatives: Whistleblower Program, No … 53 $5.30 Add
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Take-Over and Issuer Bids

Take-Over and Issuer Bids

From: Securities Law 3/e

Take-Over Bids – Issuer Bids – Business Combinations (or Going-Private Transactions). 77 $7.70 Add
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The Exempt Market (Private Placements and Other Exempt Distributions)

The Exempt Market (Private Placements and Other Exempt Distributions)

From: Securities Law 3/e

Detailed Review of Selected Prospectus Exemption – Other Exemptions – An Overarching Principle: The Relative Costs and Benefits of Issuing a Prospectus – Discretionary … 63 $6.30 Add
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The Malling of Property Law?

The Malling of Property Law?

The Toronto Eaton Centre Cases, 1984-1987, and the Right to Exclude

From: Property on Trial

Examination of three cases arising from attempts by owners of the Toronto Eaton Centre to exclude individuals from their premises. 49 $4.90 Add
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The Origins of Securities Regulation

The Origins of Securities Regulation

From: Securities Law 3/e

Great Britain and the South Sea Bubble – Nineteenth-Century British Developments – The Blue Sky Acts – The US Securities Act of 1933 and Securities Exchange Act of 1934 – … 20 $2.00 Add
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The Prospectus Process

The Prospectus Process

From: Securities Law 3/e

Primary and Secondary Offerings – The Underwriters Role – Basic Stages of a Public Offering – What Can Be Done Before the Preliminary Prospectus Is Filed? – The … 60 $6.00 Add