Securities
Showing 49–64 of 64 results
| Title & Subtitle | Abstract | Contributors | Pages | Year | Purchase |
|---|---|---|---|---|---|
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From  Public Policy and Judicial DiscourseObservations on Dialogue with the Court through the Securities Reference Decision (2011) From: What's Next for Canada? |
Comments on various legal and political aspects of the Securities Reference decision in a public policy context. | Lawrence E Ritchie | 12 | 2012 | $1.20 Add |
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From Reference Re Securities ActComment on Lee and Schneiderman From: What's Next for Canada? |
Commentary on the previous two chapters in exploring the questions of why or if the federal side lost in the Securities Reference. | Mahmud Jamal | 5 | 2012 | $0.50 Add |
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From  Securities Dealers, Advisers and Other Registrants, and Self-Regulatory Organizations.From: Securities Law 3/e |
Securities Firms: Overview – Registrants – Self-Regulatory Organizations – Compensation Fund. | Christopher C. Nicholls | 31 | 2023 | $3.10 Add |
Securities Law 3/eThird Edition |
Securities Law surveys the essential building blocks of securities regulation: basic definitions, the public and exempt markets for securities, insider trading, continuous disclosure, … | Christopher C. Nicholls | 641 | 2023 | View |
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From Securities Law EnforcementFrom: Securities Law 3/e |
Forms of Enforcement Action – Statutory Reciprocal Orders and Secondary Proceedings – Incidence of Enforcement – Recent Enforcement Initiatives: Whistleblower Program, No … | Christopher C. Nicholls | 53 | 2023 | $5.30 Add |
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From Take-Over and Issuer BidsFrom: Securities Law 3/e |
Take-Over Bids – Issuer Bids – Business Combinations (or Going-Private Transactions). | Christopher C. Nicholls | 77 | 2023 | $7.70 Add |
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From  Takeover Bids (Part 1)Formal Bid Rules From: Mergers, Acquisitions and Other Changes of Corporate Control, 2/e |
Discussion of the rules by which share purchases or offers to purchase that are likely to result in the purchaser attaining practical or effective control of a corporation are regulated. | Christopher C Nicholls | 62 | 2012 | $6.20 Add |
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From Takeover Bids (Part 2)Exemptions From: Mergers, Acquisitions and Other Changes of Corporate Control, 2/e |
Discussion of the exemptions available where application of the formal takeover bid rules would be unnecessarily and inappropriately burdensome or prejudicial to the public interest. | Christopher C Nicholls | 29 | 2012 | $2.90 Add |
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From The Exempt Market (Private Placements and Other Exempt Distributions)From: Securities Law 3/e |
Detailed Review of Selected Prospectus Exemption – Other Exemptions – An Overarching Principle: The Relative Costs and Benefits of Issuing a Prospectus – Discretionary … | Christopher C. Nicholls | 63 | 2023 | $6.30 Add |
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From The General Trade and Commerce Power after the Securities ReferenceFrom: What's Next for Canada? |
Commentary on how the result of the Securities Reference does not entail a more general conclusion that Parliament has no power to enact national securities legislation. | Ian B Lee | 15 | 2012 | $1.50 Add |
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From The Origins of Securities RegulationFrom: Securities Law 3/e |
Great Britain and the South Sea Bubble – Nineteenth-Century British Developments – The Blue Sky Acts – The US Securities Act of 1933 and Securities Exchange Act of 1934 – … | Christopher C. Nicholls | 20 | 2023 | $2.00 Add |
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From The Prospectus ProcessFrom: Securities Law 3/e |
Primary and Secondary Offerings – The Underwriters Role – Basic Stages of a Public Offering – What Can Be Done Before the Preliminary Prospectus Is Filed? – The … | Christopher C. Nicholls | 60 | 2023 | $6.00 Add |
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From The Provinces’ Competence over Securities Regulation in CanadaTaking Stock of the Supreme Court's Opinion From: What's Next for Canada? |
Argument against the idea of a national securities regulator. | Stéphane Rousseau | 11 | 2012 | $1.10 Add |
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From The Securities ReferenceA Comment From: What's Next for Canada? |
Comments on various legal and political aspects of the Securities Reference decision. | Christopher C Nicholls | 13 | 2012 | $1.30 Add |
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From Twenty Years of Supreme Court Reference DecisionsPutting the Securities Reference Decision in Context From: What's Next for Canada? |
Analysis of the Securities Reference in the context of some other Supreme Court reference decisions. | Poonam Puri | 24 | 2012 | $2.40 Add |
What’s Next for Canada?Securities Regulation After the Reference |
For many years lawyers, policy makers, scholars, and investors have debated the merits of, and the necessity for, a national securities regulator in Canada. Most have agreed that the status quo … | Anita Anand | 339 | 2012 | View |
